Jmm/1729 sp_framework fields

backend/audit/etl.py

@@ -35,7 +35,7 @@ def load_all(self):
             self.load_passthrough,
             self.load_finding_texts,
             self.load_captext,
-            # self.load_audit_info()  # TODO: Uncomment when SingleAuditChecklist adds audit_information
+            self.load_audit_info,
         )
         for load_method in load_methods:
             try:
@@ -47,6 +47,11 @@ def load_all(self):
 
     def load_finding_texts(self):
         findings_text = self.single_audit_checklist.findings_text
+
+        if not findings_text:
+            logger.warning("No finding texts found to load")
+            return
+
         findings_text_entries = findings_text["FindingsText"]["findings_text_entries"]
         for entry in findings_text_entries:
             finding_text_ = FindingText(
@@ -61,6 +66,10 @@ def load_findings(self):
         findings_uniform_guidance = (
             self.single_audit_checklist.findings_uniform_guidance
         )
+        if not findings_uniform_guidance:
+            logger.warning("No findings found to load")
+            return
+
         findings_uniform_guidance_entries = findings_uniform_guidance[
             "FindingsUniformGuidance"
         ]["findings_uniform_guidance_entries"]
@@ -135,6 +144,10 @@ def load_federal_award(self):
 
     def load_captext(self):
         corrective_action_plan = self.single_audit_checklist.corrective_action_plan
+        if not corrective_action_plan:
+            logger.warning("No corrective action plans found to load")
+            return
+
         corrective_action_plan_entries = corrective_action_plan["CorrectiveActionPlan"][
             "corrective_action_plan_entries"
         ]
@@ -149,6 +162,10 @@ def load_captext(self):
 
     def load_note(self):
         notes_to_sefa = self.single_audit_checklist.notes_to_sefa["NotesToSefa"]
+        if not notes_to_sefa:
+            logger.warning("No notes to sefa found to load")
+            return
+
         accounting_policies = notes_to_sefa["accounting_policies"]
         is_minimis_rate_used = notes_to_sefa["is_minimis_rate_used"] == "Y"
         rate_explained = notes_to_sefa["rate_explained"]
@@ -201,6 +218,13 @@ def load_revision(self):
     def load_passthrough(self):
         federal_awards = self.single_audit_checklist.federal_awards
         for entry in federal_awards["FederalAwards"]["federal_awards"]:
+            entities = (
+                entry["direct_or_indirect_award"]
+                and entry["direct_or_indirect_award"]["entities"]
+            )
+            if not entities:
+                logger.warning("No passthrough to load")
+                return
             for entity in entry["direct_or_indirect_award"]["entities"]:
                 passthrough = Passthrough(
                     award_reference=entry["award_reference"],
@@ -294,6 +318,9 @@ def load_general(self):
 
     def load_secondary_auditor(self):
         secondary_auditors = self.single_audit_checklist.secondary_auditors
+        if not secondary_auditors:
+            logger.warning("No secondary_auditors found to load")
+            return
 
         for secondary_auditor in secondary_auditors["SecondaryAuditors"][
             "secondary_auditors_entries"
@@ -315,17 +342,26 @@ def load_secondary_auditor(self):
             sec_auditor.save()
 
     def load_audit_info(self):
-        general = General.objects.get(report_id=self.single_audit_checklist.report_id)
+        report_id = self.single_audit_checklist.report_id
+        try:
+            general = General.objects.get(report_id=report_id)
+        except General.DoesNotExist:
+            logger.error(
+                f"General must be loaded before AuditInfo. report_id = {report_id}"
+            )
+            return
         audit_information = self.single_audit_checklist.audit_information
-
+        if not audit_information:
+            logger.warning("No audit info found to load")
+            return
         general.gaap_results = audit_information["gaap_results"]
-        """
-            TODO:
-            Missing in schema
-            general.sp_framework = audit_information[]
-            general.is_sp_framework_required = audit_information[]
-            general.sp_framework_auditor_opinion = audit_information[]
-        """
+        general.sp_framework = audit_information["sp_framework_basis"]
+        general.is_sp_framework_required = (
+            audit_information["is_sp_framework_required"] == "Y"
+        )
+        general.sp_framework_auditor_opinion = audit_information[
+            "sp_framework_opinions"
+        ]
         general.is_going_concern = audit_information["is_going_concern_included"] == "Y"
         general.is_significant_deficiency = (
             audit_information["is_internal_control_deficiency_disclosed"] == "Y"

backend/audit/forms.py

@@ -40,9 +40,57 @@ def clean_booleans(self):
             "Financial statements were not prepared in accordance with GAAP but were prepared in accordance with a special purpose framework.",
         ),
     )
+    choices_SP_FRAMEWORK_BASIS = (
+        (
+            "cash_basis",
+            "Cash basis",
+        ),
+        (
+            "tax_basis",
+            "Tax basis",
+        ),
+        (
+            "contractual_basis",
+            "Contractual basis",
+        ),
+        (
+            "other_basis",
+            "Other basis",
+        ),
+    )
+    choices_SP_FRAMEWORK_OPINIONS = (
+        (
+            "unmodified_opinion",
+            "Unmodified opinion",
+        ),
+        (
+            "qualified_opinion",
+            "Qualified opinion",
+        ),
+        (
+            "adverse_opinion",
+            "Adverse opinion",
+        ),
+        (
+            "disclaimer_of_opinion",
+            "Disclaimer of opinion",
+        ),
+    )
+
     choices_agencies = list((i, i) for i in AGENCY_NAMES)
 
     gaap_results = forms.MultipleChoiceField(choices=choices_GAAP)
+    sp_framework_basis = forms.MultipleChoiceField(
+        choices=choices_SP_FRAMEWORK_BASIS,
+        required=False,
+    )
+    is_sp_framework_required = forms.MultipleChoiceField(
+        choices=choices_YoN,
+    )
+    sp_framework_opinions = forms.MultipleChoiceField(
+        choices=choices_SP_FRAMEWORK_OPINIONS,
+        required=False,
+    )
     is_going_concern_included = forms.MultipleChoiceField(choices=choices_YoN)
     is_internal_control_deficiency_disclosed = forms.MultipleChoiceField(
         choices=choices_YoN

backend/audit/get_agency_names.py

@@ -31,9 +31,9 @@ def get_agency_names():
     return agency_names
 
 
-def get_gaap_results():
+def get_audit_info_lists(name):
     sonnet = "./schemas/source/base/GAAP.libsonnet"
     json_str = _jsonnet.evaluate_file(sonnet)
     jobj = json.loads(json_str)
     # Returns a list of dictionaries with the keys 'tag' and 'readable'
-    return jobj["gaap_results"]
+    return jobj[name]

backend/audit/templates/audit/audit-info-form.html

@@ -36,7 +36,7 @@ <h1>Audit information</h1>
                 <h1>Financial statements</h1>
                 <fieldset class="usa-fieldset">
                     <legend>
-                        What were the results of the auditor’s determination of whether the financial statements of the auditee were prepared in accordance with generally accepted accounting principles (GAAP)? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
+                        a. What were the results of the auditor’s determination of whether the financial statements of the auditee were prepared in accordance with generally accepted accounting principles (GAAP)? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
                     </legend>
                     <p class="text-base">Select any of the following that apply.</p>
                     {% for pair in gaap_results %}
@@ -53,9 +53,74 @@ <h1>Financial statements</h1>
                     {% endfor %}
                     <span class="usa-error-message margin-top-2">{{ form.errors.gaap_results|striptags }}</span>
                 </fieldset>
+                <div id="sp_framework_section">
+                    <fieldset class="usa-fieldset margin-top-2">
+                        <legend>
+                            If the financial statements of the auditee were prepared in accordance with GAAP, proceed to question b.
+                        </legend>
+                        <p class="text-base">i. What was the special purpose framework? Select only one.</p>
+                        {% for pair in sp_framework_basis %}
+                            <div class="usa-checkbox">
+                                <input id="sp_framework_basis--{{ pair.tag }}"
+                                    name="sp_framework_basis"
+                                    class="usa-radio__input"
+                                    required
+                                    type="radio"
+                                    value="{{ pair.tag }}"
+                                    {% if pair.tag in form.cleaned_data.sp_framework_basis %}checked{% endif %} />
+                                <label class="usa-radio__label" for="sp_framework_basis--{{ pair.tag }}">{{ pair.readable }}</label>
+                            </div>
+                        {% endfor %}
+                        <span class="usa-error-message margin-top-2">{{ form.errors.gaap_results|striptags }}</span>
+                    </fieldset>
+                    <fieldset class="usa-fieldset margin-top-2">
+                        <legend>
+                            ii. Was the special purpose framework used as a basis of accounting required by state law?
+                        </legend>
+                        <div class="usa-radio">
+                            <input id="is_sp_framework_required--true"
+                                name="is_sp_framework_required"
+                                class="usa-radio__input"
+                                required
+                                type="radio"
+                                value="True"
+                                {% if form.cleaned_data.is_sp_framework_required is True %}checked{% endif %} />
+                            <label class="usa-radio__label" for="is_sp_framework_required--true">Yes</label>
+                        </div>
+                        <div class="usa-radio">
+                            <input id="is_sp_framework_required--false"
+                                name="is_sp_framework_required"
+                                class="usa-radio__input"
+                                type="radio"
+                                value="False"
+                                {% if form.cleaned_data.is_sp_framework_required is False %}checked{% endif %} />
+                            <label class="usa-radio__label" for="is_sp_framework_required--false">No</label>
+                        </div>
+                        <span class="usa-error-message margin-top-2">{{ form.errors.is_going_concern_included|striptags }}</span>
+                    </fieldset>
+                    <fieldset class="usa-fieldset">
+                        <legend>
+                            iii. What was the auditor’s opinion on the special purpose framework? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
+                        </legend>
+                        <p class="text-base">Select any of the following that apply.</p>
+                        {% for pair in sp_framework_opinions %}
+                            <div class="usa-checkbox">
+                                <input id="sp_framework_opinions--{{ pair.tag }}"
+                                    name="sp_framework_opinions"
+                                    class="usa-checkbox__input"
+                                    required
+                                    type="checkbox"
+                                    value="{{ pair.tag }}"
+                                    {% if pair.tag in form.cleaned_data.sp_framework_opinions %}checked{% endif %} />
+                                <label class="usa-checkbox__label" for="sp_framework_opinions--{{ pair.tag }}">{{ pair.readable }}</label>
+                            </div>
+                        {% endfor %}
+                        <span class="usa-error-message margin-top-2">{{ form.errors.gaap_results|striptags }}</span>
+                    </fieldset>
+                </div>
                 <fieldset class="usa-fieldset margin-top-2">
                     <legend>
-                        Is a "going concern" emphasis-of-matter paragraph included in the audit report? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
+                        b. Is a "going concern" emphasis-of-matter paragraph included in the audit report? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
                     </legend>
                     <div class="usa-radio">
                         <input id="is_going_concern_included--true"
@@ -80,7 +145,7 @@ <h1>Financial statements</h1>
                 </fieldset>
                 <fieldset class="usa-fieldset margin-top-2">
                     <legend>
-                        Is a significant deficiency in internal control disclosed? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
+                        c. Is a significant deficiency in internal control disclosed? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
                     </legend>
                     <div class="usa-radio">
                         <input id="is_internal_control_deficiency_disclosed--true"
@@ -107,7 +172,7 @@ <h1>Financial statements</h1>
                 </fieldset>
                 <fieldset class="usa-fieldset margin-top-2">
                     <legend>
-                        Is a material weakness in internal control disclosed? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
+                        d. Is a material weakness in internal control disclosed? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
                     </legend>
                     <div class="usa-radio">
                         <input id="is_internal_control_material_weakness_disclosed--true"
@@ -134,7 +199,7 @@ <h1>Financial statements</h1>
                 </fieldset>
                 <fieldset class="usa-fieldset margin-top-2">
                     <legend>
-                        Is a material noncompliance disclosed? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
+                        e. Is a material noncompliance disclosed? <abbr title="required" class="usa-hint usa-hint--required">*</abbr>
                     </legend>
                     <div class="usa-radio">
                         <input id="is_material_noncompliance_disclosed--true"